real-time and non-real time financial promotions, which we cover in more detail in point 2. White paper by. 2. WHAT IS A 'REAL-TIME' OR. 'NON-REAL TIME'. With the exception of real-time promotions (see next page), before a financial A non real-time financial promotion is a financial promotion that is not a real-time. This note explains the UK financial promotion regime under FSMA. restriction, and the FCA's approach to supervising financial promotions. Restrictions on the promotion of non-mainstream pooled investments under COBS • Maintained You can change your cookie settings at any time but if you do, you may lose.
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The note also explains the territorial scope of the regime, penalties for breaching the financial promotion restriction, and the FCA's approach to supervising financial promotions.
This takes on importance where certain exemptions which apply to real time financial promotions made to a person are concerned. Link between financial promotions and the treating customers fairly principle. For example, the question may not be personal to the questioner and P may respond by addressing the audience in a way that precludes or does not call for any interaction.
However, the only communications in written or pictorial form which can be real time communications are those which are not contained in a letter, e-mail or publication.
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Real time v non-real time financial promotions
- THIS REGIME RECOGNISES TWO TYPES OF FINANCIAL PROMOTION. THESE ARE REAL TIME AND NON-REAL TIME FINANCIAL PROMOTIONS. REAL......
- PERG TYPES OF FINANCIAL PROMOTION - FCA HANDBOOK ...
- THE FCA DIFFERENTIATES BETWEEN 'REAL TIME' AND 'NON-REAL TIME' FINANCIAL PROMOTIONS.......
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